The Sunshine Report

Category Archive: Mary Schapiro

1. SEC Declares War On Capital Market’s Criminals" rel="bookmark">The SEC Declares War On Capital Market’s Criminals

   0 Post on May 25, 2009

   It didn’t take long for the “new SEC” to begin enforc­ing the law and declar­ing war on white col­lar crim­i­nals that have preyed on the cap­i­tal mar­kets. A cou­ple of weeks ago the SEC filed an insider trad­ing civil suit against two for­mer traders in con­nec­tion with trad­ing in credit default swaps using insider infor­ma­tion […] [read full story]

   Posted in: Cox, Credit Default Swaps, economy, Finance, Mary Schapiro, Public Policy, REGULATION, Regulatory Reform, SEC

2. Good Regulation Requires Good Regulators

   0 Post on December 19, 2008

   As the SEC comes to grips with the Bernie Mad­off scan­dal, I am reminded of a law school course that I took 25 years ago where I was taught that good reg­u­la­tion requires good reg­u­la­tors. Unfor­tu­nately, the SEC has turned into a bad reg­u­la­tor and has lost the respect of the pub­lic it is sup­posed […] [read full story]

   Posted in: Chris Cox, Criminal Law, Finance, Madoff, Mary Schapiro, SEC